Kenneth Davis

Compliance Manager

Joined Curi RMB Capital

November 2021

Education

BS in Business Administration, Roosevelt University

Accreditations

Affiliations
  • Professional License, FINRA Series SIE
Previous Experience
  • BMO US Wealth Management, Compliance Officer
  • BMO Harris Bank, Analyst, Anti-Money Laundering (AML) and Enhanced Due Diligence (EDD)
  • Financial Industry Regulatory Authority (FINRA), Principal Compliance Examiner